2008September 2008 T&C Driving Cultural Change, by Reed Sylvester, Learning & Development Manager, Kleinwort Benson August 2008 Ethical Behaviour is a Matter of Competence, by Sheena Bigland, Consultant July 2008 How should the Compliance and HR functions respond to More Principles-based Regulation, MiFID and ICAAP? by Christopher Bond, Senior Adviser on Compliance, Securities & Investment Institute June 2008 When a Strategic Business HR view is Important? by David McIntosh, Strategic Business HR Consultant, McIntosh & McIntosh Consulting Ltd. May 2008 Something Worth Getting Up For, by Graham Mills de Pledge, CIPD Associate Trainer April 2008 Governance is King (or it should be!), by Colin Johnston, Risk Director Barclays Capital March 2008 Financial Crime: "A horrible subject....", by Mark Outhwaite, Pricipal OHL Consulting LLP February 2008 The new Training and Competence regime, by Peter Rooke, Associate Retail Policy and Themes Division FSA January 2008 Checks, References and Approved Persons, by Jonathan Cartledge, Senior Associate Operational Policy Team FSA 2007December 2007 ARROW II, Brief Overview, by Kyra Paraschaki, Associate Institutional Business Policy Division FSA November 2007 Corporate Governance, Risk and Control: why there is still a long way to go, by Steve White, Director of Risk Assurance, PricewaterhouseCoopers October 2007 Sharp Rise in Employment Tribunals, by Martin Brewer, Partner, Mills & Reeve LLP September 2007 "Financial Services Employers - are your staff competent?", by Alan Burr, principal Burr & Company August 2007 "On or off the record" - the without prejudice rule, by Shazia Ali-Webber, Mills & Reeve LLP July 2007 Fit and Proper? by Rachel Donaldson, Senior Policy Associate FSA June 2007 Methods for Selecting Personnel: what works and what doesn’t, by Professor Chris Dewberry, Birkbeck May 2007 Systems and Controls: why learn lessons the hard way, by Dorian Drew, Norton Rose April 2007 Threadneedle Investments - The Leadership Challenge, by Sharon Smith, Theadneedle Investments and Richard Pound, Grahame Robb Associates March 2007 Assessment Techniques Demystified, by Justin McAvoy, Reflect February 2007 Ethics: a county east of London, by Professon Ian Angell, London School of Economics January 2007 I forge, therefore I am?, by Mark Outhwaite, OHL Consultants 2006December 2006 How Threadneedle Investments have engaged Fund Managers in Training and Development, by Richard Fuller, Threadneedle Investments November 2006 Would your organisation have hired Bill Gates or Steve Jobs? by Jonathan Ledwidge of THAPartners October 2006 Will November 07 spawn a regulatory monster? An Update on MiFID, by Altaf Cassam, Threadneedle Investments September 2006 More of the same? Reinforcing people’s success by risking statistics, by Professor Michael Mainelly, Z/Yen Group August 2006 How can we ensure ongoing competence for practitioners? by Ruth Martin, Managing Director Securities and Investment Institute July 2006 Did you know that there are proposed new FSA rules dealing with employees and agents? by Robert Guest, Partner Beachcroft LLP June 2006 A short guide to MiFID, by Kyra Paraschaki, Financial Services Authority (FSA) May 2006 Commonly asked questions about the CRB, the FSA and the Information Commissioner April 2006 Governance and the HR function, by Peter Bonisch March 2006 Human Resource Accounting: Are we ready for it? by Professor Philip Dewe, Birkbeck February 2006 Fraud attacks force firms to improve risk management, FSA Press Release January 2006 Biometric Implementations: Myth & Reality, by Dionysios S. Demetis, London School of Economics 2005December 2005 Barclaycard International - Seeding Expansion, by Wendy Meikle, Chief of Staff Barclaycard and Professor Paul Sparrow, Manchester Business School October 2005 Identity & Indentification: suggestions for effective authentication, by Ana Isabel Canhoto, Henley Management College September 2005 Powerchex sheds light on UK vetting trends
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